When the NASD/NYSE Member Regulation merger is completed, two things are sure. The group will have regulatory authority over financial services firms’ practices relating to, among other things, meetings and education/training seminars, and it will not be called SIRA (Securities Industry Regulatory Authority), the name selected in June.

Register to view the full article

Register for MeetingsNet.com and gain access to premium content including the CMI 25 Listing, our monthly digital edition, the MeetingsNet app, live and on-demand webinars, and much more.

Hide comments

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Publish