Level Playing Fields and Staying the Course

Level Playing Fields and Staying the Course

The Department of Labor recently issued a ruling that requires financial advisers who sell retirement products to act in their clients’ best interest (that is, as fiduciaries) when offering investment advice, disclose any conflicts of interest, and be transparent about how they are compensated.

While being immersed in the rule to assess its impact on our industry, I simultaneously wear the hat of an amateur investor and I’ve concluded that the DOL’s intentions to &

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