Getting FINRA's Take on Gifts

Getting FINRA's Take on Gifts

Maribel Gerstner, chief operating officer, Allstate Financial, explains the newest interpretations of gift-giving and entertainment guidelines from the Financial Industry Regulatory Authority.

Here is Our Third conversation with MARIBEL GERSTNER, recently promoted to chief operating officer for Allstate Financial Services, Allstate's retail broker-dealer, in Northbrook, Ill. Formerly chief compliance officer of Allstate's wholesaling broker-dealers, Gerstner now has responsibility for broker-dealer operations and registrati

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