Skip navigation

FINRA Sanctions Reps for Continuing Ed Violations

The Financial Industry Regulatory Authority has fined 16 current and former registered representatives of State Farm VP Management Corp. for misconduct relating to continuing education examinations required by FINRA.

Register to view the full article

Register for MeetingsNet.com and gain access to premium content including the CMI 25 Listing, our monthly digital edition, the MeetingsNet app, live and on-demand webinars, and much more.

Hide comments

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Publish