FINRA Guidance for Financial & Insurance Conference Planners

FINRA Guidance for Financial & Insurance Conference Planners

Dos and don'ts for staying within Financial Industry Regulatory Authority rules

The Financial & Insurance Conference Planners Midwest Region Meeting, held August 23–24 at the newly built InterContinental Chicago O’Hare, provided an intimate environment for planners and partners to learn and connect, with ample opportunity for one-on-one networking.

Informative sessions focused on new technology with James Spellos, CMP, of Meeting U.; a review of FINRA regulations that relate to meetings wi

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