FINRA and Incentive Travel

Maribel Gerstner, assistant VP and chief compliance officer for Allstate Distributors, talks about how to comply with FINRA guidelines for incentive programs

In the second in a series of conversations with Maribel Gerstner, Assistant VP and chief compliance officer for Allstate Distributors, she shares her understanding of the Financial Industry Regulatory Authority rules relating to incentive meetings. Look for her guidance regarding rules on gifts in the next issue of FIM. And find our conversation about the rules covering training and education meetings by visiting

Hide comments

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Publish